Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Restagno (Restagno), currently associated with Dominari Securities LLC, has at least 3 disclosable events. These events include 3 customer complaints, alleging that Restagno recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on July 29, 2022.
Time Frame: May 2020 – May 2022. Claimant alleges unsuitable investments, unauthorized trading, breach of fiduciary duty and negligence.