Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Milne (Milne), previously associated with Kovack Securities INC., has at least one disclosable event. These events include one customer complaint, alleging that Milne recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $11,000.00 on April 18, 2025.
Client alleges a breach of fiduciary duty, mismanagement and that investments made were not in line with stated risk tolerance.