Articles Tagged with Michael Lipschutz

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Lipschutz (Lipschutz), previously associated with UBS Financial Services INC., has at least one disclosable event. These events include one customer complaint, alleging that Lipschutz recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $546,000.00 on March 19, 2025.

Time frame: 2024\, Claimant’s counsel alleges that retired UBS advisor Mr. Lipschutz improperly invested all of their assets on a highly speculative trading platform that was outside of and not authorized by UBS, which resulted in heavy losses

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Lipschutz (Lipschutz), previously associated with UBS Financial Services Inc, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Lipschutz recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,281,000.00 on December 17, 2024.

Time frame: 2024 Claimants, through counsel, allege that the former UBS advisor improperly invested all of their assets on a highly speculative trading platform that was not authorized by UBS, which resulted in heavy losses.