Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Damon (Damon), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Damon recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on December 22, 2025.
Customer alleges the Variable Annuity policies she purchased beginning in October 2023 were not originally understood at the time of sale including the related fees, and also that her net worth was not accurately captured.