Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Collins (Collins), previously associated with Kingsbury Capital, INC., has at least one disclosable event. These events include one customer complaint, alleging that Collins recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,000.00 on February 18, 2025.
Client alleges overconcentration of equity position in November 2024. The alleged compensatory amount is in excess of the entire account value during any time at Kingsbury Capital Investment Advisors.