Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Bahary (Bahary), previously associated with Hilltop Securities INC., has at least one disclosable event. These events include one customer complaint, alleging that Bahary recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a final customer complaint with a damage request of $25,000.00 on September 23, 2020.
Customer alleges that representative failed to follow instructions with respect to the disclosure of account transactional information, failed to follow instructions from an account trustee.