Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Ainbinder (Ainbinder), previously associated with Univest Securities, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Ainbinder recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on April 16, 2024.
Claimants alleged that the respondent, through its agent, recommended unsuitable investments and made untrue statements of material fact.