Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Meryl Geissler (Geissler), currently associated with Vanguard Marketing Corporation, has at least one disclosable event. These events include one customer complaint, alleging that Geissler recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $65,000.00 on September 11, 2025.
Client alleged registered representative provided incorrect form to roll over his retirement plan to a new ira resulting in a loss due to funds not being invested as the client instructed.