Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Melvin Feldman (Feldman), currently associated with Gms Group, has at least one disclosable event. These events include one customer complaint, alleging that Feldman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $580,000.00 on November 17, 2025.
Customer alleges that certain investments made between September 2021 and October 2025 were high-risk and unsuitable. Customer alleges that there was a failure to act in the Trust’s best interest.