Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Melanie St Franc (St Franc), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that St Franc recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $5,000.00 on April 30, 2023.
Client alleges that a 2022 variable annuity purchase was misrepresented.