Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Matthew Wilson (Wilson), currently associated with Ameriprise Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Wilson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $42,000.00 on November 19, 2025.
Claimant alleges that in 2015/2016, it was recommended she invest her retirement funds in a ROTH IRA account rather than contribute to her 403(b) account through her employer. In July 2025, Claimant discovered she had failed to contribute to her ROTH IRA account. Claimant now alleges Mr. Wilson should have followed up with her regarding her failure to contribute to her ROTH IRA.