Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Matthew Martellaro (Martellaro), previously associated with Crown Capital Securities, L.p., has at least one disclosable event. These events include one customer complaint, alleging that Martellaro recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $20,000.00 on February 18, 2021.
Customer alleges a liquidation placed for a highly appreciated stock was not authorized and that the alleged action caused the account to miss a stock dividend and subject the customer to significant capital gains.