Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Matthew Klein (Klein), currently associated with the Leaders Group, INC., has at least one disclosable event. These events include one customer complaint, alleging that Klein recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $110,000.00 on May 12, 2025.
Customer alleges RR Misrepresented liquidity and principal protection of securities purchased in 2012.