Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Matthew Kane (Kane), currently associated with Keel Point Capital, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Kane recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $113,797.00 on June 16, 2021.
Client claimed that due to the investment reccomendations of the Firm, he was burdened with unnecessary tax and medicare increases.