Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Matthew Gates (Gates), currently associated with Vcs Venture Securities, has at least one disclosable event. These events include one customer complaint, alleging that Gates recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $500,000.00 on May 23, 2022.
Unsuitability and excessive trading