Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mark Tevebaugh (Tevebaugh), previously associated with Next Financial Group, INC., has at least one disclosable event. These events include one customer complaint, alleging that Tevebaugh recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $500,000.00 on September 01, 2023.
CLAIMANT ALLEGES THEIR FINANCIAL ADVISER RECOMMENDED INVESTMENTS THAT WERE UNSUITABLE.