Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mark Senofonte (Senofonte), previously associated with First Heartland Capital, INC., has at least one disclosable event. These events include one customer complaint, alleging that Senofonte recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on July 15, 2022.
Claimant alleges their registered representative made unsuitable investments. Claimant further alleges failure to supervise and fraudulent new account documents.