Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mark Bloom (Bloom), currently associated with Avantax Investment Services, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Bloom recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $160,000.00 on May 20, 2024.
Customer alleged the investments they purchased were not suitable.