Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mario Sclafani (Sclafani), currently associated with LPL Enterprise, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Sclafani recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $5,068.00 on December 02, 2025.
Customer alleges she was provided with the incorrect free look period on her annuity.