Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Marianna Goldenberg (Goldenberg), currently associated with Commonwealth Financial Network, has at least one disclosable event. These events include one customer complaint, alleging that Goldenberg recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $239,500.00 on November 17, 2025.
Plaintiffs allege that the advisor failed to notify them to elect to exercise an annuity’s GMIB rider before the deadline.