Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Maria Valido (Valido), previously associated with Infinex Investments, INC., has at least one disclosable event. These events include one customer complaint, alleging that Valido recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,000.00 on April 16, 2024.
Investment was unsuitable in light of claimant’s desire for safety and principal preservation.