Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Maria Calcena (Calcena), currently associated with Osaic Institutions, INC., has at least one disclosable event. These events include one customer complaint, alleging that Calcena recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $500,000.00 on August 23, 2023.
Former customer alleges unsuitability, misrepresentations and omissions, and breach of contract in connection with offshore investments