Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Marcia Campbell (Campbell), previously associated with Securities America, INC., has at least one disclosable event. These events include one customer complaint, alleging that Campbell recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on July 21, 2023.
It is alleged that unsuitable recommendations were made and that the Claimants could not understand the investment risks therein.