Articles Tagged with Marat Likhtenstein

Broker Marat Likhtenstein in Osaic Wealth, INC. Firm Has Customer Complaint

October 29, 2025 | by Staff Attorney

The law offices of Gana Weinstein LLP are currently investigating claims that Broker Marat Likhtenstein (Likhtenstein) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Likhtenstein was employed by Osaic Wealth, INC. at the time of the activity. If you have been a victim of Likhtenstein’s alleged misconduct our firm may be able to assist you in recovering funds.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $155,000.00 on September 24, 2025.

Misappropriation alleged with regard to loan funds

There are Recent Customer Complaints with Broker Marat Likhtenstein in Firm Osaic Wealth, Inc.

April 9, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Marat Likhtenstein (Likhtenstein), previously associated with Osaic Wealth, Inc., has at least one disclosable event. These events include one regulatory event, alleging that Likhtenstein recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a final customer complaint on August 05, 2024.

Without admitting or denying the findings, Likhtenstein consented to the sanction and to the entry of findings that he refused to provide documents and information and to appear for on-the-record testimony requested by FINRA in connection to to its investigation of comments made on a Form U5 filing by his member firm. The findings stated that Likhtenstein was discharged because he failed to disclose personal loan transactions with a client.