Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Maggie Huang (Huang), currently associated with Equitable Advisors, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Huang recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $27,000.00 on November 08, 2024.
Customer alleges the RR misrepresented the Tax Penalties and reduced death benefit of an existing policy to recommend the sale of a new VUL policy.