Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mark Stewart (Stewart), currently associated with M Stevens Securities, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Stewart recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a award / judgment customer complaint on November 03, 2023.
Client purchased GWG L-Bonds in October of 2018. After meeting an opportunistic lawyer in 2022, the investor claims that he was not suitable after receiving interest payments for 3 years now that GWG is in reorganization bankruptcy.