Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Luke Alger (Alger), currently associated with Truist Investment Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Alger recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $200,000.00 on December 07, 2023.
Client alleges representative made an unsuitable recommendation in intermediate and long-term-bond funds in October of 2020.