Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Luis Gesualdo Perez (Gesualdo Perez), previously associated with Equitable Advisors, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Gesualdo Perez recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $5,000.00 on July 08, 2025.
Client alleges the RR made misrepresentations in connection with a variable annuity purchased in 2006.