Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Lorenzo Delgado Bustamante (Delgado Bustamante), currently associated with Kovack Securities INC., has at least one disclosable event. These events include one customer complaint, alleging that Delgado Bustamante recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $225,000.00 on April 05, 2021.
Period 2005-2013. Alleges concentration in pr securities, misrepresentation of suitability, fraud, breach of fid duty, negligence, violation finra rules, pr and federal law.