Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Loren Olson (Olson), previously associated with B.b. Graham & Company, INC., has at least one disclosable event. These events include one customer complaint, alleging that Olson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $121,000.00 on January 23, 2023.
Client dispute alleging product not appropriate. Date of activity leading to allegation: 09/1/2020