Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Logan Shalmi (Shalmi), currently associated with Oppenheimer & CO. INC., has at least one disclosable event. These events include one customer complaint, alleging that Shalmi recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $99,000.00 on February 27, 2024.
Claimants assert claims for breach of fiduciary duty, violations of FINRA rules, breach of contract and negligence for the alleged failure to follow their investment goals and place sell orders. From 2021-2023.