Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Linda Ventura (Ventura), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Ventura recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $75,000.00 on July 07, 2022.
The claimant alleges unsuitability, common law fraud, breach of contract, negligent supervision and breach of fiduciary duty involving the purchase of First Capital REIT.