Lifemark Securities Corp.

Broker Michael Pineda in Lifemark Securities Corp. Firm Has Customer Complaint

November 9, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Pineda (Pineda), currently associated with Lifemark Securities Corp., has at least one disclosable event. These events include one customer complaint, alleging that Pineda recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $75,000.00 on August 15, 2022.

Mr. Pineda is not a party to the arbitration. Allegations pertain to an investment in an alternative product, intended to be a small component of a larger diversified portfolio. Unfortunately, the company that issued the investment has since filed Chapter 11 bankruptcy. As a result, the client is now alleging breach of fiduciary duty, negligence, negligent supervision, fraud, breach of contract, violation of sections 10(b) and 20(a) of the Securities and Exchange Act, Rule 10b-5 of the Securities and Exchange Commission and violation of the Colorado Uniform Securities Act.

There are Recent Customer Complaints with Broker Alan Pransky in Firm Lifemark Securities Corp.

October 22, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Alan Pransky (Pransky), currently associated with Lifemark Securities Corp., has at least one disclosable event. These events include one customer complaint, alleging that Pransky recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on January 03, 2023.

Allegations pertain to an investment in an alternative product, intended to be a small component of a larger diversified portfolio. Unfortunately, the company that issued the investment has since filed Chapter 11 bankruptcy. As a result, the client is now alleging unsuitable investment recommendations, misrepresentation, breach of fiduciary duty, breach of contract and omission of fact.

Broker Eddie Williams in Lifemark Securities Corp. Firm Has Customer Complaint

October 14, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Eddie Williams (Williams), currently associated with Lifemark Securities Corp., has at least one disclosable event. These events include one customer complaint, alleging that Williams recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $50,000.00 on July 28, 2025.

Allegations pertain to an investment in an alternative product intended to be a small component of a larger diversified portfolio. Investments were purchased from 04/2016 to 03/2017. Unfortunately, the company that issued the investment has since filed Chapter 11 bankruptcy. As a result, allegations include breach of fiduciary duty, unsuitable recommendation, failure to supervise, and negligence. LifeMark believes these to be suitable and appropriate transactions given the information available at the time of the transaction, concerning the investment product as well as the client’s financials, risk tolerance and objectives as represented by the client.

Broker Raymond Garner in Lifemark Securities Corp. Firm Has Customer Complaint

October 13, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Raymond Garner (Garner), previously associated with Lifemark Securities Corp., has at least one disclosable event. These events include one customer complaint, alleging that Garner recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $130,000.00 on August 01, 2025.

Allegations pertain to an investment in an alternative product intended to be a small component of a larger diversified portfolio. Investment was purchased in 03/2020. Unfortunately, the company that issued the investment has since filed Chapter 11 bankruptcy. As a result, allegations include unsuitable recommendation, breach of contract, breach of fiduciary duty, and negligence. LifeMark believes this to be a suitable and appropriate transaction given the information available at the time of the transaction, concerning the investment product as well as the clients’ financials, risk tolerance and objectives as represented by the clients.

Broker George Kuruvilla in Lifemark Securities Corp. Firm Has Customer Complaint

July 13, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker George Kuruvilla (Kuruvilla), currently associated with Lifemark Securities Corp., has at least one disclosable event. These events include one customer complaint, alleging that Kuruvilla recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on August 14, 2023.

The clients are alleging insufficient due diligence, unsuitability, insufficient supervision, fraud, violation of the New York Consumer Protection Act, breach of contract, breach of fiduciary duty and negligence.

There are Recent Customer Complaints with Broker Danny Baird in Firm Lifemark Securities Corp.

July 9, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Danny Baird (Baird), previously associated with Lifemark Securities Corp., has at least one disclosable event. These events include one customer complaint, alleging that Baird recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on September 12, 2023.

Allegations pertain to an investment in an alternative product, intended to be a small component of a larger diversified portfolio. Unfortunately, the company that issued the investment has since filed Chapter 11 bankruptcy. As a result, the client is alleging there is a breach of fiduciary duty, negligence and negligent misrepresentation, breach of contract, failure to supervise, and violation of regulation best interest.

Broker Michael Minter in Lifemark Securities Corp. Firm Has Customer Complaint

June 18, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Minter (Minter), currently associated with Lifemark Securities Corp., has at least one disclosable event. These events include one customer complaint, alleging that Minter recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $300,000.00 on April 28, 2025.

Allegations pertain to investments in alternative products, intended to be a small component of a larger diversified portfolio. Investments were purchased in 05/2020 and 06/2020. Allegations include unsuitable investment, breach of contract, breach of fiduciary duty, negligence, and misrepresentation.

There are Recent Customer Complaints with Broker Herbert White in Firm Lifemark Securities Corp.

June 12, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Herbert White (White), currently associated with Lifemark Securities Corp., has at least one disclosable event. These events include one customer complaint, alleging that White recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $50,000.00 on December 20, 2023.

Attorneys representing the client allege that certain investment recommendations were not in keeping with the client’s needs and objectives, and that they were not adequately described to the client.

Broker Richard Pascale in Lifemark Securities Corp. Firm Has Customer Complaint

May 12, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Richard Pascale (Pascale), currently associated with Lifemark Securities Corp., has at least one disclosable event. These events include one customer complaint, alleging that Pascale recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $340,000.00 on April 02, 2024.

Allegations pertain to an investment in an alternative product, intended to be a small component of a larger diversified portfolio. Investments were purchased from 09/2019 to 02/2020. Unfortunately, the company that issued the investment has since filed Chapter 11 bankruptcy. As a result, allegations include negligence, breach of fiduciary duty, failure to adhere to Best Interest obligation.

Broker Kurt Gruenewald in Lifemark Securities Corp. Firm Has Customer Complaint

May 8, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kurt Gruenewald (Gruenewald), previously associated with Lifemark Securities Corp., has at least one disclosable event. These events include one customer complaint, alleging that Gruenewald recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,000.00 on April 26, 2024.

Allegations pertain to an investment in an alternative product, intended to be a small component of a larger diversified portfolio. Investments were purchased from 11/2018 to 02/2019. Unfortunately, the company that issued the investment has since filed Chapter 11 bankruptcy.