Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Leonard Gilroy Solano (Gilroy Solano), previously associated with Cetera Financial Specialists LLC, has at least one disclosable event. These events include one customer complaint, alleging that Gilroy Solano recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $600,000.00 on September 25, 2025.
Complainant alleges the decedent was influenced in their beneficiary selection, including naming their advisor as one of the beneficiaries.