Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Laura Fortenberry (Fortenberry), previously associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Fortenberry recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on January 20, 2026.
The customer alleges she was misled when she purchased two variable universal insurance policies for her children in May 2023 and that they did not meet her stated goals and need for cash flow. The customer requests the return of principal without surrender charges.