Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Larry Wilson (Wilson), currently associated with Raymond James Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Wilson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on January 21, 2026.
Plaintiff makes unarticulated and incoherent generalized allegations of \\u201cbreach of fiduciary duty\\u201d without any factual information to explain what she is referring to.