Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Larry Lucco (Lucco), previously associated with Nfp Advisor Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Lucco recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $5,000.00 on October 30, 2023.
Claimant alleges Lucco allowed the claimant’s life insurance policies to lapse and misrepresented this to the claimants. Claimants also allege Lucco made unauthorized transactions.