Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Larry Kiefer (Kiefer), previously associated with Great Point Capital LLC, has at least one disclosable event. These events include one customer complaint, alleging that Kiefer recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $50,000.00 on February 25, 2026.
Purchased Inspired Health Care Income Fund V, claimed lack of suitability and due diligence of product.