Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kyle Geblein (Geblein), currently associated with Ameriprise Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Geblein recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $16,641.92 on April 15, 2025.
The client alleged that the advisor traded in his Qualified Strategic Portfolio Service Advisory account on January 6, 2025, prior to receiving his approval of the elected asset allocation model.