Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kyle Bruns (Bruns), previously associated with Sa Stone Wealth Management INC., has at least one disclosable event. These events include one customer complaint, alleging that Bruns recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $15,000.00 on May 14, 2021.
Customer alleged that a reallocation into a managed account portfolio was done without her authorization