Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kumail Abbas (Abbas), currently associated with Network 1 Financial Securities INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Abbas recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on June 09, 2022.
Client alleges unsuitability from 2016-2018.