Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Krishan Goyal (Goyal), previously associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Goyal recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on October 25, 2024.
The customer alleges she was misled when she purchased a now lapsed variable universal life insurance policy in November 2018.