Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kevin Ross (Ross), currently associated with Innovation Partners LLC, has at least one disclosable event. These events include one customer complaint, alleging that Ross recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $500,000.00 on March 07, 2025.
Allegations of Breach of Contract, Suitability, Breach of Fiduciary Duty, Misrepresentation, and Negligence.