Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kevin Mccuen (Mccuen), currently associated with Country Capital Management Company, has at least one disclosable event. These events include one customer complaint, alleging that Mccuen recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $4,700.00 on March 28, 2024.
The customer was frustrated a Roth IRA conversion was not processed by the time of the deadline for a rollover.