Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kevin Fitzgerald (Fitzgerald), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Fitzgerald recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on May 17, 2021.
Claimants allege unsuitability of alternative investments which caused financial harm.