Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kermit Griner (Griner), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Griner recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on November 04, 2021.
Attorney for the Estate of Fay Cannamela and its representatives/beneficiaries questions the suitability of variable and fixed annuity transactions between 1997 and 2005 and alleges that the signatures on several forms do not match his clients’ authentic signatures.