Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kent Engelke (Engelke), currently associated with Capitol Securities Management, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Engelke recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on December 17, 2025.
The client alleges unsuitable recommendations.