Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kenneth Beber (Beber), currently associated with Independent Financial Group, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Beber recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on February 14, 2022.
Alleges investment was not in line with client’s stated objectives.