Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Justine Tobin (Tobin), currently associated with Tobin & Company Securities LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Tobin recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,500,000.00 on September 21, 2021.
Claimant alleges, among other things, failure to supervise representatives who allegedly made false and misleading statements in purportedly selling an unsuitable loan away from the firm.