Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Justin Valenti (Valenti), previously associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Valenti recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $3,860.59 on April 03, 2023.
The customer alleges he did not sign the revised policy illustration document or policy delivery receipt for his whole life insurance policy he purchased in or around November 2018.